融跃教育

来自:CFA > Level III“甄”题库 > 2021 Mock Exam A > 2021 Mock Exam A - Afternoon Session 2025-12-06 15:52
为什么不是 选C . 拒绝处罚就要 review panel 界入。
查看更多

139****1812

提问

13

上次登录

3天前

全部回复(1)

融跃答疑王老师    2025-12-08 09:11

致精进的你:

Shultz拒绝接受指控和制裁,这件事最有可能会被提交给什么机构来处理?Shultz的事情将由Disciplinary Review Committee(DRC)处理,DRC是一个由CFA协会会员组成的志愿者委员会,,,

If the member or candidate does not accept the proposed sanction, the matter is referred to a hearing panel composed of DRC (Discipline Review Committee) members and CFA Institute member volunteers affiliated with the DRC.

若会员或候选人不接受提议的处分,该事项将提交给听证小组,该小组由纪律审查委员会(DRC)成员及与 DRC 关联的 CFA 协会会员志愿者组成。



The real talent is resolute aspirations.
真正的才智是刚毅的志向。