2022年CFA一级考试科目要学习的是这些：数量分析(Quantitative)、经济学(Economics)、财务报表分析（Financial Statement Analysis）、公司发行人（Corporate Issuers）、权益投资（Equity Investments）、固定收益（Fixed Income）、衍生品（Derivatives）另类投资（Alternative Investments）资产组合管理（Portfolio Management）、道德与职业标准（Ethical and Professional Standards），职业道德在2022年教材中放到了zui后的一章，不知道备考中你是不是已经学习完了？CFA考试题是不是做了呢？


今天跟着小编一起看看CFA一级职业伦理 ，毕竟早考试中的占比是15-20%，看看知识点是不是全都掌握了，做对考试题才是更好的，跟着小编一起做一做！

Dacy Chen, CFA, is an independent financial advisor for a high networth client. He had not contacted with the customer in over two years. Duringa recent brief telephone conversation, the client stated he wanted to increasehis risk exposure. Dacy subsequently recommended and invested in severalhigh-risk funds on behalf of the client. Dacy continued, as he had done in thepast, to send to his client monthly, detailed itemized investment statements.Did Dacy most likely violate any CFAStandards?

A. No.

B. Yes, with regard to purchasing venture capital funds.

C. Yes, with regard to investment statements.

Solution: B

Dacy violatedStandard III （A） in not exercising Loyalty, Prudence and Care. Bravoria had notupdated his client's profile in over two years thus should not have madefurther investments, particularly in high risk investments until such time ashe updated the client's risk and return objectives, financial constraints andfinancial position. Dacy provided his client with investment statements morefrequently than that which is required; i.e. quarterly so was not in violationof regular account information.

不知道你是不是掌握了呢？今天的CFA考试题就分享了道德的，如果你想要做更多的CFA考试题，这边有CFA题库，里面包含了各科的CFA考试题，不仅能只能组卷，还可以测试哦！有需要可以在线咨询老师。