CFA道德考试知识点需要考生从备考初就可以复习了！CFA道德考试题不是金融知识，但是在备考中这个科目的知识占比是很大的，今天我们看看CFA道德考试题！

Elbie Botha, CFA, an equity research analyst at an investment bank, disagrees with her research team’s buy recommendation for a particular company's rights issue.

She acknowledges the team’s recommendation is based on a well-developed process and extensive research, but she feels the valuation is overpriced based on her assumptions.

Despite her contrarian view, her name is included on the research report to be distributed to all of the investment bank's clients. To avoid violating any CFA Institute Standards of Professional Conduct, it would be least appropriate for Botha to undertake which of the following?

A.Insist her name be removed from the report

B.Leave her name on the report

C.Issue a new report

Correct Answer: C

Standard IV（A）： Loyalty calls for employees to be loyal to their employer by not causing harm. If Botha released a contradictory research recommendation report to clients, it could possibly cause confusion amongst clients and embarrassment to the firm.


解析：

B 同学在投行是股权分析师，她不同意研究团队的recommendation，但是她知道团队的研究是审慎的，但是她个人觉得这个公司的价值被高估了，尽管她不同意这个观点，但是她的名字出现在了这份研究报告上，然后问你下面哪种做法是错误的。

其实只要整个研究团队是Diligence and reasonable basis的，即使你不同意*后的结果，你也是可以把你的名字放在report上面的，这是不违反的。

但是你也可以怎么做呢，A说的是坚持移除自己的名字，这个是对的，你可以放也可以不放，所以A和B是正确的。

但是C是错的，这相当于是拆自己公司的台，会损害雇主的利益，这是错误的做法，所以选C。

易错点分析：

大家做错这个题，很多同学是选了B，这是对这个点没有掌握好，所以相关结论要记牢，这个题是典型的案例，大家可以记一下

如果考生不知道如何学习，这边有CFA考试题库可以辅助考生学习的，如果需要可以在线咨询或者添加老师微信。